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Attention Investors : Issued in the interest of Investors 1. Prevent Unauthorised transactions in your account : Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile / email at the end of the day. 2. Prevent Unauthorized Transactions in your demat account: Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from NSDL on the same day. 3. KYC is one time exercise while dealing in securities markets – once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary. 4. No need to issue cheques by investors while subscribing to IPO. Just write the bank account numbers and sign in the application form to authorize your bank to make payment in case of allotment. 5. ASBA has been made mandatory payment mechanism for all investors including retail investors for all public issues opening on or after Jan 1, 2016. 6. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020. 7. Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge. 8. Pay 20% upfront margin of the transaction value to trade in cash market segment. 9. Investors may please refer to the Exchange’s Frequently Asked Questions (FAQs) and guidelines issued from time to time. 10. Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month. 11. Beware of fixed/guaranteed/regular returns/capital protection schemes. 12. Do not keep funds idle with the Stock Broker. 13. Check the frequency of accounts settlement opted for. 14. Brokers are not permitted to accept transfer of securities as margin. 15. Always keep your contact details viz. Mobile number/Email ID updated with the stock broker. 16. Don’t ignore any emails/SMSs received from the Exchange for trades done by you. 17. Check messages sent by Exchanges on a weekly basis regarding funds and securities balances. 18. Please do not transfer funds for trading to anyone other than a SEBI registered Stock broker.
Attention Investors : Issued in the interest of Investors (Click Here)

1. Prevent Unauthorised transactions in your account: Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day.

2. Prevent Unauthorized Transactions in your demat account: Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from NSDL on the same day.

3. KYC is a one-time exercise while dealing in securities markets – once KYC is done through a SEBI registered intermediary (Broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.

4. No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorize your bank to make payment in case of allotment. No worries for refund as the money remains in the investor’s account.

5. ASBA has been made mandatory payment mechanism for all investors including retail investors for all public issues opening on or after January 1, 2016.

6. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020.

7. Update your mobile number & email ID with your stock broker/depository participant and receive OTP directly from depository on your email ID and/or mobile number to create pledge.

8. Pay 20% upfront margin of the transaction value to trade in cash market segment.

9. Investors may please refer to the Exchange’s Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and other guidelines issued from time to time in this regard.

10. Check your Securities / MF / Bonds in the Consolidated Account Statement issued by NSDL/CDSL every month.

11. Beware of fixed/guaranteed/regular returns/capital protection schemes. Brokers or their authorized persons or any of their associates are not authorized to offer fixed/guaranteed/regular returns/capital protection on your investment or authorized to enter into any loan agreement with you to pay interest on the funds offered by you.

12. Do not keep funds idle with the Stock Broker. Please note that your stock broker has to return the credit balance lying with them within three working days in case you have not done any transaction within the last 30 calendar days.

13. Check the frequency of account settlement opted for. If you have opted for a running account, please ensure that your broker settles your account and, in any case, not later than once in 90 days (or 30 days if you have opted for 30 days settlement).

14. Brokers are not permitted to accept transfer of securities as margin. Securities offered as margin/collateral must remain in the account of the client and can be pledged to the broker only through the margin pledge mechanism.

15. Always keep your contact details viz. Mobile Number and Email ID updated with the stock broker. Email and mobile number are mandatory and must be updated in Exchange records.

16. Don’t ignore any emails/SMSs received from the Exchange for trades done by you. Verify the same with the contract notes/statement of accounts received from your broker and report discrepancies immediately.

17. Check messages sent by Exchanges on a weekly basis regarding funds and securities balances reported by the trading member, compare them with the weekly statement of account sent by the broker and immediately raise a concern if you notice a discrepancy.

18. Please do not transfer funds, for the purpose of trading, to anyone including an authorized person or an associate of the broker, other than a SEBI registered Stock Broker.

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