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Dealer Stock Broking – 22.02.2025
APPLICATION FORM
Application Form

“Attention Investors :  Issued in the interest of Investors ”

1. Prevent Unauthorised transactions in your account : Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile / email at the end of the day.
2. Prevent Unauthorized Transactions in your demat account: Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from NSDL on the same day.
3. KYC is one time exercise while dealing in securities markets – once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.
4. No need to issue cheques by investors while subscribing to IPO. Just write the bank account numbers and sign in the application form to authorize your bank to make payment in case of allotment. No worries for refund as the money remains in investor’s account
5. ASBA has been made mandatory payment mechanism for all investors including retail investors for all public issues opening on or after Jan 1,2016.
6. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020.
7. Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.
8. Pay 20% upfront margin of the transaction value to trade in cash market segment
9.Investors may please refer to the Exchange’s Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and (FAQs) issued vide notice no. 20200731-7 dated July 31, 2020 and 20200831-45 dated August 31, 2020 and other guidelines issued from time to time in this regard.
10. Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month.

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SEBI Registration No : Merchant banker : MB/INM000001394 | Stock Broker : INZ000207939 | NSEIL Member ID : TM05968 | BSE Member ID : TM3256  UNI 100001750 |
Depository Participant: IN-DP-482-2020 | Research Analyst: INH200006576 | ARN-0775 | CIN NO: L65191TN1989PLC017883 | Investor protection link: NSE | BSE |
For Registering Complaints: NSDL | CDSL | SEBI SCORES | ODR
Name of compliance officer – Mrs. CHITRA. M A (Compliance Officer) Ph : 044-24313094-97 / 044-45313000 and 45313099. For any complaints please email to complaints@indbankonline.com.
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